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Compliance Analyst - I

Company: Indotronix International Corporation
Location: White Plains
Posted on: January 27, 2023

Job Description:

Job Title: Compliance Analyst - I

Location: White Plains, NY 10601 (Hybrid)

Duration: 6 Months

Comments for Suppliers: Hybrid role: Work remote on Mon and Fri, in the office on Tues, Wed, Thurs. Potential for temp to perm. Dress code: Business Casual (no jeans, sandals).

Primary Responsibilities include conducting thorough investigations of agent sales practices using company systems and reports, internet searches, public records and email searches. Summarize findings in memos, and communicate findings to field supervisory management for follow up. Evaluate responses and determine appropriate next steps to resolve the issues identified in the investigation.

Requirements:

Strong analytical and investigative skills.

Excellent verbal and written communication skills.

Excellent organizational skills. Ability to manage multiple work items, work independently and follow through to completion.

Strong work ethic and attention to detail.

Proficient with Microsoft Word and Excel.

Preferred but not required

Series 6 or 7 or other insurance designations

Other Preferred Qualifications:

Prior experience in the insurance/securities industry, preferably in compliance or operations.

Knowledge of Insurance and Securities Products including Life Insurance, Fixed and Variable Annuities, and Mutual Funds.

Requires a Bachelor's degree in Business, Computer Science, or related field and 1-4 years of relevant experience.

Indotronix is an Equal Opportunity Employer

Keywords: Indotronix International Corporation, White Plains , Compliance Analyst - I, Professions , White Plains, New York

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